Securities Compliance jobs (2,059)

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Head of Legal and Compliance, Reputable Securities House

Capital Access Limited

Hong KongPermanent

HK$1m - HK$1m

5 days ago

Legal & Compliance - Private Wealth Legal Group - Securities Attorney, VP (BREIT)

Blackstone

Washington, United StatesPermanent

Competitive

3 days ago

Senior Compliance Officer - CIB Credit Compliance, TD Securities

TD Bank Group

New York, United StatesPermanent

Competitive

9 days ago

Director, Equities Compliance Advisory - TD Securities (US)

TD Bank Group

New York, United StatesPermanent

Competitive

1 month ago

Compliance Analyst - sizeable securities firm

Robert Walters Hong Kong

Hong KongPermanent

In-OfficeNegotiable

4 days ago

Vice President, Private Wealth Compliance Officer (Securities) - SMBC

Sumitomo Mitsui Banking Corporation

SingaporePermanent

Competitive

11 days ago

Senior Compliance Officer - Monitoring and Testing (Associate) - TD Securities (US)

TD Bank Group

New York, United StatesPermanent

Competitive

2 months ago

Vice President, Compliance - Monitoring & Testing, TD Securities (US)

TD Bank Group

New York, United StatesPermanent

Competitive

2 months ago

VIE Compliance Officer - Securité Financière H/F

Crédit Agricole S.A.

Geneva, SwitzerlandPermanent

Competitive

3 months ago

VIE Compliance Officer - Securité Financière H/F

Indosuez Wealth Management

Geneva, SwitzerlandPermanent

Competitive

4 months ago

Fund Client Service & Operations Associate

Open Door Capital Advisors (US) LLC

San Francisco, United StatesPermanent

In-OfficeCompetitive, industry standard

9 days ago

Senior SEC Accountant

Selby Jennings

Austin, United StatesPermanent

In-OfficeUSD115000 - USD118000 per annum

3 days ago

WpHG Compliance Officer (m/w/d)

Larson Maddox

Sulzbach, GermanyPermanent

FlexibleEUR90000 - EUR100000 per annum

3 days ago

Director of SEC Reporting

Robert Half

Dallas, United StatesPermanent

DOE

12 days ago

Compliance/Risk Control Manager

Olive Asset Management

Palo Alto, United StatesPermanent

$18k - $22k

1 day ago