Regulatory Compliance Consultant
CAPITEX Abu Dhabi, United Arab EmiratesRegulatory Compliance Consultant
Job Description
Role: Regulatory Compliance Consultant
Location: Abu Dhabi, UAE
Contract Type: Short-term Contract
Working Model: On-site, Standard Office Hours
Start Date: Immediate
About the Role
We are seeking an experienced
Regulatory Compliance Consultant to join a leading consulting firm in Abu Dhabi on a
short-term engagement . The successful candidate will support the delivery of regulatory compliance initiatives, focusing on
conduct risk management and the implementation of frameworks aligned with local and international regulations.
This is a
hands-on role ideal for professionals with strong compliance knowledge and prior exposure to
conduct risk frameworks within financial services or consulting environments.
Key Responsibilities
- Regulatory Compliance Support
- Review, enhance, and implement compliance policies and frameworks to meet UAE regulatory requirements.
- Support the development and delivery of compliance monitoring plans and risk assessments.
- Ensure alignment with evolving Central Bank of the UAE (CBUAE) and other regulatory standards.
- Conduct Risk Management
- Assess and strengthen conduct risk frameworks within the organization.
- Review processes, controls, and reporting mechanisms to ensure responsible conduct across operations.
- Collaborate with internal stakeholders to drive compliance with conduct-related obligations.
- Stakeholder Engagement & Advisory
- Provide regulatory advice and guidance to internal teams and client stakeholders.
- Prepare reports and documentation for senior management and regulatory bodies as required.
- Support internal training and awareness sessions on conduct and compliance risks.
Key Requirements
- Experience:
- 5+ years in regulatory compliance, risk management, or related roles within financial services, consulting, or banking.
- Strong knowledge of conduct risk frameworks, ideally within the UAE or GCC region.
- Prior experience supporting short-term regulatory or compliance transformation projects is preferred.
- Technical Skills:
- Familiarity with UAE regulatory standards, particularly CBUAE guidelines.
- Experience conducting gap assessments, drafting policies, and implementing effective controls.
- Strong report-writing, analytical, and presentation skills.
- Soft Skills:
- Excellent stakeholder management and communication abilities.
- Ability to work independently and deliver under tight deadlines.
- Collaborative, detail-oriented, and proactive in approach.
Engagement Details
- Contract Type: Short-term consulting engagement
- Duration: Approximately 3-4 months
- Location: Abu Dhabi, UAE
- Working Hours: Standard office-based hours
- Start Date: Immediate or as agreed
- Compensation: Competitive, based on experience