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LMA

Transaction Control Senior Analyst- AVP

LMA London, United Kingdom
Posted 3 days ago Hybrid Permanent £55k
G
Posted by
Gareth Luby
Recruiter

We are working with a world renowned Investment bank based in Canary Wharf.

These guys have an amazing opportunity for someone to join their Transaction control team.

The right person will have demonstrated experience dealing with Fin Crime, Fraud & Sanctions.

This role will require you to process and check work, in relation to review and authorise live transactions that have been captured by the banks sanction filters.

 

Background

  • To act as a subject matter expert for the first line of defence, within the three lines of defence model, protecting the Bank and its clients from Fraud, Sanctions, and Financial Crime risks in relation to all live transactions processed EMEA wide
  • To assist in and complete investigations and the collection of background information for CPD in relation to any transactional financial crime investigation as required.
  • To escalate and formally report any transaction or client which appears to expose the Bank to any Sanction or Financial Crime risks to the CPD second line for advice / guidance, submitting a SAR where necessary.

 

What you will be doing

  • Acting as the senior analyst in the team, investigate fraud and sanction alerts received by the section, ensuring that only false positives are processed in line with regulatory and internal policies. Either conduct their own investigation, or review the investigations of others concerning Trade Finance documentation and or Client Payments
  • Coordinate and Participate as directed, in the remediation of files or investigations identified as requiring additional work by the Compliance Monitoring Team, or Internal Audit.

Required Skills

  • The role requires a good understanding of the regulatory framework associated with Financial Crime / Sanctions / AML and to keep abreast of the changes to this.
  • Previous experience of working within a financial crime investigations team in a financial institution is required
  • This role requires the holder to have a good operational knowledge of the products that OAD process on behalf of their clients
  • Externally recognised qualifications in relation to Sanctions, Trade Based Money Laundering or AML are preferable. (e.g. ICA certificates)
Job ID  BH410852GL
ABOUT COMPANY
London, United Kingdom
HR & Recruitment
LMA Recruitment is an award winning, professional services recruitment organisation, with offices in London and Singapore. Since the inception of the...
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