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Paralegal & Compliance Executive

Non-disclosed London, United Kingdom
Posted 5 days ago Permanent £50k - £55k
An exciting new role within an excellent equity fund manager

This is a newly created position and will report into the Head of Compliance/Legal Counsel

The role will be very much hands-on role and there will be an element of performing some routine activities initially - however there will be ample scope to assume more challenging activities as you progress – there is therefore potentially no limit to the role’s long-term potential

Key Responsibilities

  • Updating the monitoring programme
  • Oversight and updating of the key registers
  • Restricted Lists
  • Maintenance of SMCR databases
  • Policy work , regulatory developments - as appropriate
  • Reviewing and maintenance of NDAs
  • GDPR compliance and data protection topics
  • Assisting with board reporting
  • Assisting with company secretary filings

Experience

  • A minimum of two years compliance/legal broad based experience 

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