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Compliance Monitoring (Thematic Reviews) - Investment Management

Investigo Compliance London, United Kingdom
Posted 8 days ago Permanent £40k - £65k
L
Posted by
Latiesha Uter
Recruiter
A global investment management firm are looking to hire an Assistant Compliance Manager into their thematic monitoring compliance team. The role covers both private and public markets.

The role:

  • Support the development of a risk based compliance monitoring programme 
  • Execute thematic reviews and develop test plans
  •  Identification of risk issues and make recommendations to the business where necessary

Successful candidates will have:

  • Compliance monitoring experience, specifically thematic reviews
  • Good knowledge and practical understanding of the FCA handbook
  • Experience of a wide range of investment products including but not limited to (Equities, Fixed Income, Real Estate, Debt and Derivatives) (preferable)
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