Compliance Monitoring – Commercial/Wholesale Banking or Securities Trading Monitoring Experience Required

Compliance Monitoring – Commercial/Wholesale Banking or Securities Trading Monitoring Experience Required

Ref: 3917D

£70,000 - £80,000 + benefits & bonus                                              Hybrid (London)

We have several roles on for firms looking for a mix of AML & Conduct monitoring experience. Duties will include;

• Reviewing all testing programmes to ensure they are up to date with current procedures
• Ensuring testing properly carried out
• Evaluate all findings as to whether a breach of procedures or of actual rules
• Assist in recommending control & procedural changes to prevent recurrence
• Ensure all above properly discussed with the business and reported to Senior Management
• Following up to ensure all agreed remedial action properly implemented
• Ad hoc project & systems development work

You should have several years experience of Monitoring & Reviews from commercial/wholesale banking or securities trading, either from Compliance Monitoring but with a good knowledge of Financial Crime or else vice versa.

So, if that sounds like you, then please send your details to our MD, David Symes FCA, at david@compliancerecruitment.com (Including a contact number & email) however please note we cannot reply to all applications, so only successful applications will be contacted (although under no circumstances are your details ever passed on without your specific permission).

Compliance Recruitment Solutions Limited (CRS) are acting as an employment agency in relation to this role.  The recruiter has stated that all applicants for this job should be able to prove that they are legally entitled to work in the UK. Through application, all candidates signify their acceptance of the above information and confirm that the information they provide is true and accurate to the best of their knowledge