Compliance & Risk Manager - Are you an experienced Compliance and Risk professional considering relocating to Oslo, Norway? Compliance & Risk Manager - Are you an experienced  …

Formuesforvaltning AS
in Oslo, Oslo, Norway
Permanent, Full time
Last application, 19 Jul 19
Competitive
Formuesforvaltning AS
in Oslo, Oslo, Norway
Permanent, Full time
Last application, 19 Jul 19
Competitive
Formuesforvaltning is the largest privately-owned Wealth Management Group in the Nordics. We manage approximately NOK 100 billion on behalf of families, institutions, and organizations. At Formuesforvaltning, we take a long-term view with respect to the firm’s relationships and in preserving and developing the wealth of our clients. We have a local presence across Norway with offices in 17 cities, and additional offices in Stockholm, Gothenburg, and Malmö serving a growing client base in Sweden. In June of 2014, Formuesforvaltning opened an office in London where a part of the investment team is now based.

Formuesforvaltning was established in 2000 and today employs close to 300 people
Visit our website : https://formue.com/

Our team

Compliance & Risk (C&R) is an independent function providing oversight of the compliance, conduct and operational risks within the Group. C&R’s mission is to effectively challenge and contribute to the development of the Group's activities by facilitating the objectives of the business lines while maintaining independent oversight through compliance monitoring and operational risk evaluation. The team consists of 3 professionals with a strong understanding of the Wealth Management industry. The team works very closely, while each member has specific responsibilities and a high degree of independence. C&R is an innovative team with a strong focus on data analytics, precise communication, and creativity to find innovative ways of ensuring that compliance and risk management is efficient and cost-effective.

Your role

  • Promote and embed an appropriate risk and compliance culture across the organization
  • Evaluate regulatory changes that impact the organization
  • Provide guidance and advice to management and employees on regulatory, compliance and operational risk topics
  • Review and implement a compliance monitoring plan to ensure adherence with regulatory requirements, including in-depth reviews of business lines
  • Review the operational risk map with stakeholders and follow-up of operational risk incidents
  • Participate in projects to assess regulatory compliance and sound operational risk management
  • Develop and provide compliance and risk training to the organization
  • Prepare compliance and risk reports to the boards and senior management of the Group
  • Carry out visits and inspections of branches in Norway and in Sweden

Requirements

  • University graduate with a degree in Law / Finance / Risk Management / Audit or related disciplines
  • At least 3 years of working experience in control function, risk management, internal audit in financial services or financial services regulator
  • Excellent interpersonal skills with the ability to influence senior management and other stakeholders to successfully implement and deliver change
  • Excellent written communication skills and competence in portraying complex content in a clear, concise, and compelling manner
  • Business acumen and interest in learning about the Wealth Management industry
  • Strong analytical, problem-solving skills, and ability to work independently
  • Ability to adapt and proven track record of quick learning

Technical Skills 

Required:

  • The ability of quick learning of IT applications and tools
  • Interest in data analysis 

Desired:

  • Proficient in Excel

Language 

Required:

  • English (fluent)
  • Norwegian, Swedish or Danish (good)

 

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