Description du poste




Type de métier



Types de métiers Crédit Agricole S.A. - Conformité / Sécurité financière




Types de métier complémentaires



Types de métiers Crédit Agricole S.A. - Gestion d'Actifs




Intitulé du poste



CDI - Compliance Officer (Business Compliance) H/F




Type de contrat



CDI




Poste avec management



Non




Cadre / Non Cadre



Non cadre




Missions



The Compliance Officer assists the Head of Business Compliance in his missions of ensuring compliance of CACEIS with regulatory requirements.



Its main missions are as follows:

• Provide opinions on new products, requests from the Business, key projects and regulatory issues;


• Perform impact assessments on CACEIS business in the context of the regulatory watch, ensure the MIFID II requirements are complied with, identify potential compliance risks and improve controls as per the control plan;


• Focus on transaction reporting matters, MIFID II rules relating to investment services, crypto-assets;


• Respond to requests from internal and external auditors and requests from regulators;


• Follow up on the recommendations from the internal audit and the CSSF;


• Contribute to reporting to the Management.

Compléments



3 good reasons to join us:

• Diversified and intellectually stimulating tasks


• Global view of the Bank's activities and close relations with Senior Management as well as with the head office in France


• Contribute to a good customer experience by offering pragmatic solutions while complying with regulations

Localisation du poste




Zone géographique



Europe, Luxembourg




Ville



Luxembourg




Critères candidat




Niveau d'études minimum



Bac + 5 / M2 et plus




Formation / Spécialisation



Advanced degree in finance or banking/finance law




Niveau d'expérience minimum



6 - 10 ans




Expérience

• Strong and proven experience focusing only on regulatory compliance (MIFID, EMIR, MICAR, ...)


• Strong knowledge of the fund industry / banking system

Our priority is a profile specialized in regulations




Compétences recherchées

• Master the regulations impacting the scope of Compliance


• Very good knowledge of the MIFID II regulations with a focus on investment services, the EMIR/MIFIR legislation, MICAR and their practical implementation


• Autonomy in the organization and execution of the work entrusted to them


• Ability to take a position and make quick decisions


• Ability to dialogue, analyze, strength of conviction, and synthesis, rigor and sense of organization


• Sense of initiative and constructive approach to the issues dealt with. Eager to learn and deep dive in new topics


• Your analytical skills and synthesis allow you to provide opinions of a complex nature


• Proven drafting skills in English


• You have demonstrated your ability to assess risks in order to focus on the most significant risk areas


• You have the necessary discretion to handle confidential data


• Your communication skills, your rigor, reliability and sense of responsibility are recognized

Outils informatiques

• Word


• Advanced Excel


• PPT


• Mastery of transactional control tools

Langues



English. Fluency in French would be an asset.