Duties:

To provide advice to business units from compliance perspective;
To review policies and procedures, compliance manuals in accordance with applicable regulations, the best market practice, as well as the bank’s circumstances;
To participate in compliance assurance testing;
To assist in liaising with regulators and external parties on regular submissions, ad-hoc enquiries, questionnaires, reviews;
To participate in investigation of potential instances of non-compliance;
To handle FATCA and CRS related tasks;
To produce regular management information report in regard with compliance.

Requirements:

Bachelor or above, law degree is preferred
At least 3 years of experience in compliance, worked in a Fintech company would be an advantage
Sound knowledge in banking operations and products, regulatory requirements and market practices; good knowledge in cross-boarder product would be an advantage
Good interpersonal and communication skills with flexibility and adaptability to changes
Well organised, good teamwork spirit
Good command of both written and spoken English and Chinese (Cantonese and Mandarin)

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