Your new company
Join a leading international financial institution with a strong presence across Asia and global markets. You will be part of the Wealth Management business, supporting investment suitability controls and helping to ensure client interactions and investment activities comply with internal policies and regulatory requirements.

Your new role

• Review investment suitability cases to ensure client disclosures and regulatory requirements are properly met.
• Assess client communications, including emails, call notes, and supporting documentation, to identify potential control gaps and risks.
• Investigate suitability-related exceptions and determine whether escalation or remediation is required.
• Partner with Front Office, Compliance, and other stakeholders to resolve issues and enhance control effectiveness.
• Contribute to strengthening the overall risk and control framework within the business.

What you'll need to succeed

• Minimum 3 years of experience in Risk, Compliance, Business Risk, Audit, or a related function within banking, financial services, or an audit firm.
• Investment Suitability exposure is required; hands-on experience in suitability reviews, assessments, or controls would be an advantage.
• Good understanding of regulatory requirements and suitability controls.
• Ability to review cases, identify gaps, and recommend appropriate actions.
• Fluency in Cantonese, Mandarin, and English.

What you'll get in return

• Exposure to Wealth Management, Investment Suitability, and Business Risk functions.
• Gain experience in a niche and highly transferable area within the banking industry.
• 12-month contract with potential for extension or conversion to permanent based on performance and business needs.
• Opportunity to work closely with Front Office and senior stakeholders.

What you need to do now
If you're interested in this role, click Apply Now" to submit an up-to-date copy of your CV. Alternatively, you may email your resume to Amirah.Reza@hays.com.my.
If this role isn't quite right for you, but you know someone who would be a good fit, feel free to refer them.