Compliance/Legal, Operations Officer: currently 219 jobs.The latest job was posted on 10 Jan 23.
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Trade Service Operations Officer
- USD100000 - USD200000 per year
- Manhattan, NY, USA
- Permanent, Full time
- Non-disclosed
- Posted on: 10 Jan 23
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Investment Guidelines Compliance Analyst/Associate
- Competitive
- Wilmington, DE, USA
- Permanent, Full time
- Non-disclosed
- Posted on: 08 Feb 23
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Compliance Associate
- $N/A
- New York, NY, USA
- Permanent, Full time
- Non-disclosed
- Posted on: 06 Feb 23
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Counsel / Senior Counsel - Institutional & Administrative (4974) (Base in Beijing)
- Competitive
- New York, NY, USA
- Permanent, Full time
- Non-disclosed
- Posted on: 04 Feb 23
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SECURITIES COMPLIANCE EXAMINER
- $132k - $225k
- Boston, MA, USA
- Permanent, Full time
- Non-disclosed
- Posted on: 07 Feb 23
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Vice President, 1940 Act Registered Fund Compliance
- Competitive
- Atlanta, GA, USA
- Permanent, Full time
- Non-disclosed
- Posted on: 06 Feb 23
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Desk Risk Manager, Markets
- Competitive
- New York, NY, USA
- Permanent, Full time
- Non-disclosed
- Posted on: 03 Feb 23
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Chief Compliance Officer
- Competitive
- Denver, CO, USA
- Permanent, Full time
- Non-disclosed
- Posted on: 31 Jan 23
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Manager, Investigations Support
- Competitive
- Newark, NJ, USA
- Permanent, Full time
- Non-disclosed
- Posted on: 27 Jan 23
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MARKET SURVEILLANCE SPECIALIST
- $134k - $227k
- Washington D.C., DC, USA
- Permanent, Full time
- Non-disclosed
- Posted on: 18 Jan 23
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Vice President - Chief Compliance Officer
- Competitive
- Minneapolis, MN, USA
- Permanent, Full time
- Non-disclosed
- Posted on: 14 Jan 23
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Senior Compliance Officer - U.S. Registered Funds Compliance
- Competitive
- Newport Beach, CA, USA
- Permanent, Full time
- Non-disclosed
- Posted on: 10 Jan 23
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Trading Compliance Associate
- Competitive
- Boston, MA, USA
- Permanent, Full time
- Non-disclosed
- Posted on: 20 Sep 22
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Compliance Specialist
- Competitive
- Boston, MA, USA
- Permanent, Full time
- Non-disclosed
- Posted on: 20 Sep 22
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(ML) Director, Fraud Risk, Payments & Digital
- Competitive
- Hong Kong
- Permanent, Full time
- Non-disclosed
- Posted on: 07 Feb 23
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Banking Operations - Governance & Control Planning Analyst
- £500 - 550 per day
- London, England, United Kingdom
- Contract, Full time
- Non-disclosed
- Posted on: 08 Feb 23
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Vice President, Transformation
- Competitive
- Hong Kong
- Permanent, Full time
- Non-disclosed
- Posted on: 03 Feb 23
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Chief Compliance Officer
- GBP150000.00 - GBP160000.00 per annum + strong bonus plus full bemefits
- London, England, United Kingdom
- Permanent, Full time
- Non-disclosed
- Posted on: 08 Feb 23
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Operational Risk Officer, Enterprise Risk Management
- Competitive
- Kilkenny, Leinster, Ireland
- Permanent, Full time
- Non-disclosed
- Posted on: 02 Feb 23
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FATCA and CSSF/BCL reporting Officer, Luxembourg
- Competitive
- Luxembourg
- Permanent, Full time
- Non-disclosed
- Posted on: 29 Jan 23
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Talent acquisition officer
- Competitive
- Sydney, New South Wales, Australia
- Permanent, Full time
- Non-disclosed
- Posted on: 04 Feb 23
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Responsible Officer, Type 3
- HK$30k - HK$100k
- Hong Kong
- Permanent, Full time
- Non-disclosed
- Posted on: 05 Feb 23
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Compliance Manager
- S$5k - S$7k
- Singapore
- Permanent, Full time
- Non-disclosed
- Posted on: 07 Feb 23
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Legal Officer
- Competitive
- Vilnius, Vilniaus, Lithuania
- Permanent, Full time
- Non-disclosed
- Posted on: 24 Jan 23