Loading...

Browse Compliance Monitoring Jobs and Careers in Compliance/Legal

Apply now for Compliance Monitoring jobs in Compliance/Legal. 366 positions are currently open at eFinancialCareers.

No refinements

  1. Senior Manager - Portfolio Compliance Monitoring

    • GBP90000 - GBP100000 per annum
    • London, England, United Kingdom
    • Permanent, Full time
    • Non-disclosed
    • Posted on:  08 Feb 23

  2. Compliance Monitoring Contractor - Asset Manager

    • 400-500
    • London, England, United Kingdom
    • Contract, Full time
    • Non-disclosed
    • Posted on:  06 Feb 23

  3. Compliance Monitoring - Asset Manager

    • £55k - £65k
    • London, England, United Kingdom
    • Permanent, Full time
    • Non-disclosed
    • Posted on:  06 Feb 23

  4. Compliance Monitoring Analyst

    • GBP45000 - GBP55000 per annum + + Bonus & Benefits
    • London, England, United Kingdom
    • Permanent, Full time
    • Non-disclosed
    • Posted on:  06 Feb 23

  5. Compliance Monitoring – Commercial/Wholesale Banking or Securities Trading Monitoring Experience Required

    • £70k - £80k
    • London, England, United Kingdom
    • Permanent, Full time
    • Non-disclosed
    • Posted on:  06 Feb 23

  6. Compliance Monitoring

    • Up to GBP90000 per annum + Bonus + Benefits
    • London, England, United Kingdom
    • Permanent, Full time
    • Non-disclosed
    • Posted on:  05 Feb 23

  7. Head of Compliance Monitoring

    • £100k - £130k
    • London, England, United Kingdom
    • Permanent, Full time
    • Non-disclosed
    • Posted on:  30 Jan 23

  8. Compliance Monitoring (Thematic Reviews) - Investment Management

    • £40k - £65k
    • London, England, United Kingdom
    • Permanent, Full time
    • Non-disclosed
    • Posted on:  23 Jan 23

  9. Compliance Officer, Testing, Monitoring & Investigations

    • £55k - £60k
    • London, England, United Kingdom
    • Permanent, Full time
    • Non-disclosed
    • Posted on:  06 Feb 23

  10. Compliance Manager - Global Surveillance and Transaction Monitoring (AVP)

    • Competitive
    • Florham Park, NJ, USA
    • Permanent, Full time
    • Non-disclosed
    • Posted on:  06 Feb 23

  11. Transaction Monitoring Analyst - Compliance

    • Competitive
    • Singapore
    • Permanent, Full time
    • Non-disclosed
    • Posted on:  03 Feb 23

  12. Vice President, Transaction Monitoring, Financial Crime Compliance

    • competitive
    • Hong Kong
    • Permanent, Full time
    • Non-disclosed
    • Posted on:  06 Feb 23

  13. Investment Guidelines Compliance Analyst/Associate

    • Competitive
    • Wilmington, DE, USA
    • Permanent, Full time
    • Non-disclosed
    • Posted on:  08 Feb 23

  14. 2 x Compliance Consultants – Funds Experience and 1940 Act Knowledge Required

    • $80k - $170k
    • New York, NY, USA
    • Permanent, Full time
    • Non-disclosed
    • Posted on:  08 Feb 23

  15. Director, Compliance Consulting – Funds Experience and 1940 Act/NFA/CFTC Knowledge Required

    • $170k - $225k
    • New York, NY, USA
    • Permanent, Full time
    • Non-disclosed
    • Posted on:  08 Feb 23

  16. SECURITIES COMPLIANCE EXAMINER

    • $132k - $225k
    • Boston, MA, USA
    • Permanent, Full time
    • Non-disclosed
    • Posted on:  07 Feb 23

  17. AVP/VP Compliance Audit Manager - Banking

    • $130k - $180k
    • New York, NY, USA
    • Permanent, Full time
    • Non-disclosed
    • Posted on:  06 Feb 23

  18. Legal Counsel - Asset Management

    • $280k - $310k
    • New York, NY, USA
    • Permanent, Full time
    • Non-disclosed
    • Posted on:  06 Feb 23

  19. Optimization Analyst AVP – Transaction Monitoring (Global Surveillance)

    • Competitive + Excellent Benefits
    • Whippany, NJ, USA
    • Permanent, Full time
    • Non-disclosed
    • Posted on:  08 Feb 23

  20. RISK & CONTROLS MANAGER (HR) – FIN SERVICES AUDIT, COMPLIANCE OR RISK EXPERIENCE REQUIRED

    • $100k - $110k
    • Virginia Beach, VA, USA
    • Permanent, Full time
    • Non-disclosed
    • Posted on:  06 Feb 23

  21. Vice President, 1940 Act Registered Fund Compliance

    • Competitive
    • Atlanta, GA, USA
    • Permanent, Full time
    • Non-disclosed
    • Posted on:  06 Feb 23

  22. Vice President, Asset Management Legal Counsel

    • Competitive
    • Atlanta, GA, USA
    • Permanent, Full time
    • Non-disclosed
    • Posted on:  07 Feb 23

  23. Investigator I

    • Competitive
    • Minneapolis, MN, USA
    • Permanent, Full time
    • Non-disclosed
    • Posted on:  03 Feb 23

  24. Director, Sustainability Compliance

    • Competitive
    • Atlanta, GA, USA
    • Permanent, Full time
    • Non-disclosed
    • Posted on:  05 Feb 23

Compliance/Legal, Compliance Monitoring: currently 366 jobs.The latest job was posted on 08 Feb 23.