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Compliance Surveillance - Quantitative Trading firm

Larson Maddox Sydney, Australia
Posted 15 days ago Hybrid Job Permanent Negotiable

Compliance Surveillance - Quantitative Trading firm

Larson Maddox Sydney, Australia

A leading quantitative trading firm is looking for a Compliance Surveillance Officer to join its growing team in Sydney.



Responsibilities

  • Investigate trade surveillance alerts and unusual trading activities.
  • Monitor for potential market abuse and trading conduct risks.
  • Review electronic communications alerts and follow through to resolution.
  • Analyse trading and market data to identify trends and exceptions.
  • Support the enhancement of surveillance systems and controls.
  • Assist with compliance monitoring and regulatory initiatives.
  • Work closely with Trading, Technology, Risk, and Compliance teams.


Requirements

  • 3+ years of experience in Trade Surveillance, Market Surveillance, Compliance Monitoring, or a related area.
  • Strong analytical and investigative skills.
  • Understanding of financial markets and trading activity.
  • Experience with SQL and/or Python is highly preferred.
  • Excellent communication and stakeholder management skills.
  • Degree qualified or equivalent.


Why Apply?

  • Join a leading global quantitative trading firm.
  • Exposure to sophisticated electronic and algorithmic trading strategies.
  • Strong technology and data-driven culture.
  • Relocation support available for candidates moving to Sydney.
  • Excellent career progression and competitive compensation.

job_description_image
Job ID  PR/609410
ABOUT COMPANY
New York, United States
Compliance / Legal
At Larson Maddox, we give essential guidance to leading firms by connecting them with the best In-House Counsel talent for their Regulatory & Legal ne...
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